Gaia Capital Management, Inc.

Announcing a More Secure Future for Gaia and Your Accounts

Hi and welcome to Gaia Capital Management. Whether you are an individual, family, business, or non-profit institution, we turn our knowledge into specific plans for you to grow wealth. Look to us for personalized financial investments in taxable accounts, IRAs and Roth IRAs and small employer SEP-IRA and SIMPLE IRA retirement plans. We also provide 3(21) advisory services to employer sponsored 401(k) and 403(b) retirement plans.

Our service to you rests on four pillars:

Trust
Competence
Service
Communication

Our goal is to harmonize your financial life by implementing customized solutions to your challenges. We take time to get to know you and create portfolios that fit your life priorities, now and when life changes occur. Your trust in us and the work we do supports an open and transparent relationship through which we personalize our services. We work to understand what is important to you: your goals and dreams, time frames, risk attitudes and budgetary needs. Our advisory role includes providing financial education gleaned from our wide experience, as well as constant monitoring and strategic evaluation of economic, political, and global changes and how they might impact your portfolio.

We direct our advisory services to wealth gathering and management for all stages of life through retirement. Regardless of your station in life, we will serve you faithfully and competently.

To learn more about us, click on the links to view documents and disclosures that contain details about our operations: Our Pledge To You, Privacy Policy, Client Relationship Summary (CRS) and Gaia Firm Brochure (ADV Part 2A). You may also contact us toll-free by phone at 800-395-6636.

Jim Pursley is the founder of Gaia Capital Management. His education includes a Bachelor’s Degree in International Relations from San Francisco State University, a Master’s Degree from the University of California, Berkeley and advanced study at the University of Massachusetts, Amherst. In 1986, he founded the business that grew into Gaia. He currently serves as a financial advisor through Mutual Advisors, LLC.

Vivian Lopez is Operations Manager. Her education includes a Bachelor of Science degree in Management Information Systems from Oregon Institute of Technology. She has been with Gaia since 1995. Vivian is a licensed administrative assistant through Mutual Advisors, LLC.

We are ready to serve you.

Investment advisory services offered through Mutual Advisors, LLC DBA Gaia Capital Management, an SEC registered investment adviser. We serve clients nationwide. All material presented is for information only and not meant to be a solicitation to purchase or sell any security or service that Gaia Capital Management may offer. All investments may involve loss, which is a risk that individuals must be prepared to bear.